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Allen & Thomas is experienced in protecting private companies at all stages of their organization’s growth. We pride ourselves on being committed to client success and are here for you, every step of the way. Learn more about what we offer below.

Due Diligence & Risk Audits

We provide in-depth risk assessments and independent due diligence services. We work with a range of clients, including, broker dealers and registered investment advisors. We have a long history of auditing the internal controls of financial advisory firms and broker dealers, and have consulted with real estate investment trusts, separate account management structures, and family offices. Securities placement agents and investors use our due diligence expertise to investigate business investment opportunities.

Practice Areas

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